Contact Us

7646 Watson Road
St. Louis, MO 63119
314-961-0330 (phone)
866-961-0330 (toll-free)
314-963-7754 (fax)

Awards and Settlements-Securities and Commercial Litigation

  • Settlement Commercial Lending Negligence - $2,500,000 (St. Louis County)  
  • Verdict Securities Fraud/Breach of Contract - $1,365,000 (St. Louis County)
  • Settlement NASD Securities Claim (NASD Arbitration) $1,025,000 (Multiple claims involving unsuitability and unauthorized trading)
  • NASD Arbitration Award - $710,000 (Unauthorized transactions)
  • Settlement Commercial Lending Negligence - $300,000 (St. Louis County)
  • Settlement NASD Securities Claim - $190,000 (Churning case)
  • Settlement CFTC Commodities Trading - $130,000 (Misrepresentation)
  • NASD Arbitration Award - $90,000 (Unsuitability)
NOTE: Every case is different and the amounts shown in this list are solely to demonstrate that after we have thoroughly prepared these cases the defendants paid the amounts shown or in the alternative we tried the cases to a successful conclusion. In many cases, despite the nature of the clients' injuries or liability of the defendant, you cannot achieve a good settlement unless the defendant(s) know that your attorneys have thoroughly prepared the case and, if necessary are willing to try the case on behalf of the client.